Stock Broker Compliance -Policy

Pledge-Repledge. [View Details]

Policy for shortages in obligation arising out of internal netting of trades Policy for shortages in obligation arising out of internal netting of trades. [View Details]

Conflict of Interest Policy. [View Details]

Customer Acceptance Policy. [View Details]

Internal Control Measures. [View Details]

Policy for Client Code Modification. [View Details]

Policy for pre funded Instruments. [View Details]

Policy on Prohibition & Circulation of Unauthenticated News. [View Details]

Policy on Surveillance of Transaction Alerts. [View Details]

Policy regarding treatment of Inactive Account. [View Details]

Policy Setting of Limits. [View Details]

Policy w.r.t NISM Series VII-Securities Operation & Risk Management (SORM). [View Details]